Important Information - JOHCM Emerging Markets Opportunities Fund

This website is only for use by U.S investors. If you are not a U.S investor, you should not proceed.

Please read this information carefully as it governs your use of this website. If you use this website then you will be agreeing to the terms of use that appear below. By clicking on the ‘Proceed‘ button, you confirm that you have read the following information and accept the terms of use. This information and the terms of use are subject to change at any time without notice.

The contents of this website have been approved by J O Hambro Capital Management Limited (“JOHCM Ltd”), a UK based investment adviser which is authorised and regulated by the UK Financial Conduct Authority. JOHCM Ltd and JOHCM (USA) Inc (“JOHCM Inc”) are also both registered with the US Securities and Exchange Commission under the US Investment Advisers Act of 1940.

In this website JOHCM Ltd and JOHCM Inc are collectively referred to as JOHCM.

Products and services

The information contained herein is current at the date of publication, but is subject to change without notice. JOHCM has expressed its own views and opinions on this website, and these may change.

This website is not directed at you if we are prohibited by any law of any jurisdiction from making the information on this site available to you and is not intended for any use that would be contrary to local law or regulation and, accordingly, persons who access it are required to inform themselves of and comply with any such restrictions. Persons interested in acquiring any investment should inform themselves as to: (i) the legal requirements within the countries of their nationality, residence, ordinary residence or domicile for such acquisition; (ii) any foreign exchange control requirement which they might encounter on the acquisition or sale of investments; and (iii) the income tax and other tax consequences which might be relevant to the acquisition, holding or disposal of any investment. None of the information contained on this website is intended to constitute any offer to sell or an invitation or solicitation of an offer to buy any product or service by JOHCM and must not be relied upon in connection with any investment decision. Products or services mentioned on this site are subject to legal and regulatory requirements in applicable jurisdictions and may not be available in all jurisdictions. Nothing in this website should be construed as investment, tax, legal or other advice.

This website gives wider circulation to certain documents and information that may also be available by other means. JOHCM has used its best efforts to ensure that the information appearing on this site has been properly reproduced and is accurate, but cannot accept responsibility for errors, omissions or inaccuracies. Should there be any discrepancies between documents reproduced on this website and the originals, then the originals will prevail.

An investor should consider the Fund’s investment objectives, risks, and charges and expenses carefully before investing or sending any money. This and other important information about the Funds can be found in the prospectus or summary prospectus which can be obtained at www.johcm.com or by calling 1 (866) 260-9549 or 1 (312) 557-5913. Please read the prospectus or summary prospectus carefully before investing. The JOHCM Funds are advised by JOHCM (USA) Inc. and distributed through JOHCM Funds Distributors, LLC. The JOHCM Funds are not FDIC-insured, may lose value, and have no bank guarantee.

Risks

The value of an investment and the income from it can go down as well as up and investors may not get back the amount invested. This may be partly the result of exchange rate fluctuations in investments which have an exposure to foreign currencies. You should be aware that past performance is no guarantee of future performance. Specific risks associated with particular investments are detailed on this website and in our printed literature. The investment products and services described in the website may have tax consequences. Any tax reliefs referred to are those currently available and their value depends on the circumstances of the individual investor. You acknowledge that levels and bases of taxation may change, and that JOHCM does not provides tax advice. You should consult your own tax advisor in order to understand the tax consequences of the products and services described in the website.

Terms of use

For your convenience, this website contains links to other websites. These links do not constitute any endorsement, sponsorship or approval of the materials appearing in such websites. In accessing these websites you may be proceeding to the website of an organisation that is not regulated. JOHCM has not examined such websites and does not take any responsibility for the contents of such sites or for their services. The information included on this website is published in good faith and, whilst JOHCM has taken all reasonable steps to ensure its accuracy, no warranty express or implied is made by JOHCM as to its accuracy.

Privacy and data protection

Safeguarding Privacy
We recognize and respect the privacy concerns and expectations of our customers and prospective customers. We are committed to maintaining the privacy and security of the personal confidential information we collect about you. The JOHCM Privacy Statement can be found on our website or please contact [email protected].

We provide this notice so that you will know what kinds of information we collect and the circumstances in which that information may be disclosed to third parties in relation to our US business.

Information we collect and sources of information

We collect nonpublic personal information about our customers from the following sources:

Account Applications and other forms, which may include a customer’s name, address, social security number, and information about a customer’s investment goals and risk tolerance;
Account History, including information about the transactions and balances in a customer’s account(s); and
Correspondences including written, telephonic or electronic between a customer and the Funds or service providers to the Funds

Information we share with service providers and others

We may disclose all non-public personal information we collect, as described above, to companies that perform services on our behalf, including those that assist us in responding to inquiries, processing transactions, preparing and mailing account statements and other forms of shareholder services, provided they use the information solely for these purposes and they enter into a confidentiality agreement regarding the information. We also may disclose non-public personal information as otherwise permitted by law.

Safeguarding customer information

We will safeguard, according to federal standards of security and confidentiality, any non-public personal information our customers share with us. We require our service providers

to maintain policies and procedures designed to assure only appropriate access to, and use of information about our customers; and
to maintain physical, electronic and procedural safeguards that comply with federal standards to guard nonpublic personal information of our customers.

We will adhere to the policies and practices described in this notice regardless of whether you are a current or former customer.

Ownership

This website and each of its components and the pages are the property of JOHCM. Any attempt by any person to damage this site or undermine its operation may be a violation of criminal or civil laws. JOHCM reserves the right to seek remedy from any such person to the full extent of the law. J O Hambro is a registered trademark owned by and used under licence from Barnham Broom Holdings Limited. JOHCM® is owned by JOHCM Ltd.

JOHCM Ltd is a private limited company incorporated in England and Wales with Registered No. 2176004. Its registered office and principal place of business is Level 3, 1 St James’s Market, London SW1Y 4AH, United Kingdom. JOHCM (USA) Inc. is a corporation incorporated in the State of Delaware, USA whose principal place of business is 53 State Street, 13th Floor, Boston, MA 02109, USA.